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Below are some links to documents considered useful for those preparing for an Audit Monitoring visit.
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Annual Reports by Audit Monitoring
Summary of the main Audit Monitoring findings:
Annual Reports to the BIS
Annual reports by the Professional Oversight Board summarising the results of regulatory, disciplinary and monitoring responsibilities:
Your Audit Monitoring Visit
A guide to ICAS registered firms on what to expect:
Documents and Records List
The documents and information that firms are required to prepare for a visit;
Visit Feedback Form
The feedback form which firms are requested to complete at the end of the visit:
Audit News
A periodic publication that updates ICAS registered firms on recent audit developments:
IES8 Guidance
ICAS's guidance to IFAC's International Education Standard 8:
Anti Money Laundering
This publication is aimed at providing ICAS's regulators, members of the public, and other interested parties with a brief guide as to how ICAS discharges its responsibilities under the Money Laundering Regulations 2007.
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